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FINRA Awards for Timm A. VerDuin

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
12-0308607/18/2013Claimant(s): Jill Luft, Richard Luft, FBO Luft Living Trust
Claimant Lawyers(s): Richard N. Luft
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Frederick Michael Switzer
Hearing Site: St. Louis, MO
Checkmark Icon$300
13-0017306/17/2013Claimant(s): Brannan Vaughan
Claimant Lawyers(s): Timm A. VerDuin
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): William W. Haskell
Hearing Site: San Francisco, CA
12-0326305/23/2013Claimant(s): Marylyn Siewert Cust Michael Bellotti, Marylyn Stiewert Cust Zachery Rickenbach, Peter K. Siewert, IRA
Claimant Lawyers(s): Marilyn Siewert, Peter K. Siewert
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Frank R Weaver
Hearing Site: San Francisco, CA
Checkmark Icon$163
09-0274903/12/2010Claimant(s): Michael Banayan
Claimant Lawyers(s): Leonard Steiner
Respondent(s): Morgan Stanley & Co.
Respondent Lawyers(s): Timm A. VerDuin
Arbitrator(s): Roberta Haft, Elizabeth A. Copley, Barton J. Brewer
Hearing Site: Los Angeles, CA

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