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FINRA Awards for Amir Monsefi

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0481001/24/2012Claimant(s): UBS Financial Services Inc.
Claimant Lawyers(s): Mark Carberry
Respondent(s): Amir Monsefi, Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): John D. Vaughn, Timothy R. Pestotnik
Arbitrator(s): Robert D. Sussin, Kirtley M. Thiesmeyer, Karen J. Burneff
Hearing Site: Los Angeles, CA
09-0649209/06/2011Claimant(s): Amir Monsefi
Claimant Lawyers(s): Faryan Andrew Afifi
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): Melanie L. Ronen
Arbitrator(s): Barton J. Brewer, Debra Brothers Self, Kendall C. Reed
Hearing Site: Los Angeles, CA

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