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FINRA Awards for Manning & Napier Investor Services.

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0031111/02/2015Claimant(s): Margaret Lucas
Claimant Lawyers(s): John R. Bobay
Respondent(s): Manning & Napier Investor Services.
Respondent Lawyers(s): Joseph E. Floren
Arbitrator(s): Helen Marinak Blohm, Debra Brothers Self, Philip Ho
Hearing Site: San Francisco, CA
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