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FINRA Awards for Michael Higgins

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Case Number Award Date Case Summary Customer Case? Amount Granted
20-0243807/01/2021Claimant(s): Michael Higgins
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Scott & Stringfellow
Respondent Lawyers(s): Christina M. Hill
Arbitrator(s): Joseph J. Dougherty
Hearing Site: Richmond, VA
11-0257507/17/2012Claimant(s): Michael Higgins
Claimant Lawyers(s): Mannie Kalman
Respondent(s): Ameriprise Financial Services.
Respondent Lawyers(s): Julie Fleming-Wolfe
Arbitrator(s): Debra Brothers Self, Richard Djokic, Kenneth Harry Combs
Hearing Site: Albuquerque, NM

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