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FINRA Awards for Clifford Reid

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0267612/31/2021Claimant(s): Walter Converse
Claimant Lawyers(s): Bradley D Schnur
Respondent(s): Clifford Reid, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Tina E. Patterson, Dawn M. Antalik-Baker, Daniel F. Piar
Hearing Site: Charlotte, NC
Checkmark IconExpungement
19-0299312/16/2021Claimant(s): Mark Pflederer
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Clifford Reid, Edward Rudiger, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Michael F. Jordan, Michele Braun, Pawan Bonner
Hearing Site: Chicago, IL
Checkmark Icon$0
19-0280805/26/2021Claimant(s): Thomas Mayberry
Claimant Lawyers(s): Mitchell Markowitz
Respondent(s): Clifford Reid, Elvis Parkes, Reid & Rudiger LLC
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Frederick Ramos
Hearing Site: Minneapolis, MN
Checkmark IconExpungement
05-0486709/06/2007Claimant(s): Joseph Hinkley
Claimant Lawyers(s): Leon J. Greenspan
Respondent(s): Clifford Reid, Edward Rudiger, Marc Harrison, Reid & Rudiger
Respondent Lawyers(s): Joel Forman
Arbitrator(s): Robert L. Chase, Blossom Nicinski, Bernard Rosen
Hearing Site: New York, NY

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