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FINRA Awards for American Portfolios Financial Services,

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Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
19-0083412/09/2020Claimant(s): Barbara Ringwalt, David Ringwalt, Hope Yonge, Jolante Kahnt, Nancy Fetzer, Peter Prowalny, Wes Fetzer
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Robert Halldin, American Portfolios Financial Services,
Respondent Lawyers(s): Neil S. Baritz, Robert James Halldin
Arbitrator(s): Kenneth R. Starr, Philip L. Manczak, Natalie Paskiewicz
Hearing Site: Tampa, FL
Checkmark Icon$0
18-0434908/14/2019Claimant(s): Anthony DeGregorio
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Michael Fischetti
Hearing Site: Newark, NJ
18-0432108/13/2019Claimant(s): Eric Veve
Claimant Lawyers(s): Michael Bessette
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): William F. Skewes
Hearing Site: Denver, CO
18-0295803/15/2019Claimant(s): Chi-Hong Chu
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Patrick R. Westerkamp
Hearing Site: Newark, NJ
18-0253802/08/2019Claimant(s): George Elkin
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Robert E. Anderson
Hearing Site: New York, NY
18-0278601/09/2019Claimant(s): David Rey
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
18-0183411/30/2018Claimant(s): Michael Clark
Claimant Lawyers(s): Robert Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): Robert E. Anderson
Hearing Site: Newark, NJ
15-0135711/11/2015Claimant(s): Dustin Leach
Claimant Lawyers(s): Nathaniel R. Wolf
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): D. Michael Kratchman, Patrick R. Sughroue, Richard Edward Rassel
Hearing Site: Detroit, MI
14-0007709/16/2015Claimant(s): Howard Skovlund, Sole Member of Gemini 442 W 36th St 26 L, Howard M. Skovlund Living Trust
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Derek C. Anderson
Arbitrator(s): Suzanne H Slick, Mauricio Kohn, Lee Hornberger
Hearing Site: Detroit, MI
Checkmark IconExpungement
09-0279809/23/2010Claimant(s): Julius Cantor
Claimant Lawyers(s): Jeffrey R. Sonn
Respondent(s): Bradford Goldner, American Portfolios Financial Services,
Respondent Lawyers(s): Joel S. Forman
Arbitrator(s): Brendan M. Murphy, Robert Stephen Burns
Hearing Site: Tampa, FL
Checkmark IconStipulated Award and Expungement

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