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FINRA Awards for Robert Halldin

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0083412/09/2020Claimant(s): Barbara Ringwalt, David Ringwalt, Hope Yonge, Jolante Kahnt, Nancy Fetzer, Peter Prowalny, Wes Fetzer
Claimant Lawyers(s): Robert J. Pearl
Respondent(s): Robert Halldin, American Portfolios Financial Services,
Respondent Lawyers(s): Neil S. Baritz, Robert James Halldin
Arbitrator(s): Kenneth R. Starr, Philip L. Manczak, Natalie Paskiewicz
Hearing Site: Tampa, FL
Checkmark Icon$0
10-0183908/30/2010Claimant(s): Merrill Lynch Pierce Fenner & Smith Inc.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Robert Halldin
Respondent Lawyers(s): Robert Halldin
Arbitrator(s): Ernest Fanwick
Hearing Site: Hartford, CT

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