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FINRA Awards for Robert Jay Moses

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Displaying 6 out of 6 results
Case Number Award Date Case Summary Customer Case? Amount Granted
23-0143512/12/2023Claimant(s): Jeffrey Hill
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): American Portfolios Financial Srvs.
Respondent Lawyers(s): Craig Vollono
Arbitrator(s): John J. Mager
Hearing Site: Albany, NY
22-0181905/11/2023Claimant(s): Patrick Lowe
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Kathleen Salvaty
Arbitrator(s): Anita Rae Shapiro
Hearing Site: Los Angeles, CA
21-0124602/03/2022Claimant(s): Charlotte Lowe, Patrick Lowe
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Randi Perry Spallina
Arbitrator(s): Kirtley M. Thiesmeyer
Hearing Site: Los Angeles, CA
20-0074508/25/2020Claimant(s): Petar Arizanov
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): John T. McGuire
Arbitrator(s): Richard W. Cutler
Hearing Site: New York, NY
18-0278601/09/2019Claimant(s): David Rey
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): American Portfolios Financial Services,
Respondent Lawyers(s): Frank A. Tauches
Arbitrator(s): David I. Goldblatt
Hearing Site: New York, NY
17-0067011/01/2017Claimant(s): Stephen Rossi
Claimant Lawyers(s): Robert Jay Moses
Respondent(s): First Allied Securities.
Respondent Lawyers(s): Jeremy Wooden
Arbitrator(s): Martin M. Van Luven
Hearing Site: Orlando, FL

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