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FINRA Awards for Brett Laferrera

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0091001/03/2019Claimant(s): Valic Financial Advisors., Variable Annuity Life Insurance Company
Claimant Lawyers(s): Matthew I. Pendfield
Respondent(s): Brett Laferrera, Jessica Laferrera
Respondent Lawyers(s): Jessica Laferrera
Arbitrator(s): Steven P. Gregory, Roslyn Barbee, Cynthianther May
Hearing Site: Birmingham, AL
17-0066601/26/2018Claimant(s): Brett Laferrera
Claimant Lawyers(s): Brett Andrew LaFerrara
Respondent(s): VALIC Financial Advisors.
Respondent Lawyers(s): Michael A. Rollin
Arbitrator(s): Barbara Black, Terresa L. Beaman, Robert N. Kohn
Hearing Site: Birmingham, AL

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