Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 17-00666 | 01/26/2018 | Claimant(s): Brett Laferrera Claimant Lawyers(s): Brett Andrew LaFerrara Respondent(s): VALIC Financial Advisors. Respondent Lawyers(s): Michael A. Rollin Arbitrator(s): Barbara Black, Terresa L. Beaman, Robert N. Kohn Hearing Site: Birmingham, AL | ||
| 09-05996 | 02/17/2011 | Claimant(s): Alvin L. Bridges Irrevocable Trust Claimant Lawyers(s): Mark E. Maddox Respondent(s): Ameriprise Financial Services. Respondent Lawyers(s): Thomas Swigert Arbitrator(s): Tim V. Young, Terresa L. Beaman, Raymond M. Kirtley Hearing Site: Indianapolis, IN |  | $0 |
| 07-03166 | 02/01/2010 | Claimant(s): Wells Fargo Advisors Claimant Lawyers(s): Brody Weichbrodt Respondent(s): Donald Minton, Martin Smith, Raymond, James & Associates., Stephen Merrick, Theodore Sturges Respondent Lawyers(s): Caitlin M. Piccarello, John F. Stoviak Arbitrator(s): Sharon R. Merriman, Terresa L. Beaman, Christine M. Arnold Hearing Site: Indianapolis, IN |