| 19-02966 | 05/03/2021 | Claimant(s): Christopher Portante, Karen Portante
Claimant Lawyers(s): Samuel Edwards
Respondent(s): Money Concepts Capital Corp
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Earle J. Schwarz, James Edward Seale, Geraldine R Daniels
Hearing Site: Birmingham, AL
|  | Expungement |
| 16-01719 | 08/17/2017 | Claimant(s): Angeles Gonzalez, Eduardo Molinari, EMAS S.E., EMCO Construction, Eduardo Molinari & Associates, WARG, INC.
Claimant Lawyers(s): Lloyd R. Schwed
Respondent(s): UBS Financial Services Inc., UBS Financial Services Inc. Of PR
Respondent Lawyers(s): Guillermo J. Bobonis, Matthew E. Wolper
Arbitrator(s): James Edward Seale, Donald Ervin Cope, Bernard Travis Holmes
Hearing Site: San Juan, PR
| | Expungement |
| 13-01494 | 05/13/2016 | Claimant(s): Raymond James Financial Services.
Claimant Lawyers(s): Andrea Morgan Greene
Respondent(s): Brian Anderson, Thomas Pewitt
Respondent Lawyers(s): Richard S. Frankowski
Arbitrator(s): Milton C. West, C. Sumpter Logan, James Edward Seale
Hearing Site: Birmingham, AL
| | |
| 14-01768 | 05/12/2016 | Claimant(s): Marion Brakefield, Marion Brakefield as the Executrix
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Patricia E. Cowart
Arbitrator(s): W. William Harness, James Edward Seale, Rachel Kay Russell
Hearing Site: Birmingham, AL
| | Expungement |
| 13-01951 | 10/08/2014 | Claimant(s): Willie Cabbil
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): David Miller, Eileen Fannon, Kelly Miller, Laura Tedball, Resource Horizons Group
Respondent Lawyers(s): Nathan W. Lamb
Arbitrator(s): James Edward Seale, Neil Harvey Smith, Orville Barrington Wright
Hearing Site: Birmingham, AL
| | $355,230 |
| 08-01465 | 02/23/2010 | Claimant(s): CIC Capital Management Company, CIC Financial, Cobb Investment Company
Claimant Lawyers(s): Richard S. Frankowski
Respondent(s): Joe Hamilton, Morgan Keegan & Company.
Respondent Lawyers(s): Melinda Lucas Peevy
Arbitrator(s): David L. Walby, John F. O'Neill, James Edward Seale
Hearing Site: Birmingham, AL
| | $1,073,000 |
| 08-00691 | 11/25/2008 | Claimant(s): Wilbur J. Simmons and Fay M. Simmons
Claimant Lawyers(s): Andrew Stoltmann
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Kendall P. Hill, James Edward Seale, Richard David Schultz
Hearing Site: Birmingham, AL
| | $0 |
