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FINRA Awards for Frank Goldstein

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Case Number Award Date Case Summary Customer Case? Amount Granted
12-0136101/02/2014Claimant(s): Frank Goldstein
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Douglas Earl McLaren, Steven Irving Platt, Edward Alexander Jaffe
Hearing Site: Baltimore, MD
Checkmark IconExpungement

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