| 22-01812 | 01/13/2023 | Claimant(s): Stuart Chamberlin
Claimant Lawyers(s): Stuart Craig Chamberlin
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Deidre Wolff
Arbitrator(s): Bart Samuel Cohodas, Edward Alexander Jaffe, John B. Sochacki
Hearing Site: Boca Raton, FL
| | |
| 20-02666 | 02/09/2022 | Claimant(s): Carol A. Mastics, individually for the, Carole Mastics Rev Tr Dtd 03/28/2011
Claimant Lawyers(s): Robert J. Harvey
Respondent(s): Janney Montgomery Scott LLC
Respondent Lawyers(s): Paula D. Shaffner
Arbitrator(s): Monica I. Salis, Paul Weinberg, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
|  | Expungement |
| 18-02471 | 01/10/2020 | Claimant(s): Margaret Bidgood
Claimant Lawyers(s): Jon A. Jacobson
Respondent(s): Charles Schwab & Co..
Respondent Lawyers(s): Anthony L. Valenzuela
Arbitrator(s): Barth Satuloff, Leonard Michael Cusano, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
| | $0 |
| 15-02876 | 08/09/2016 | Claimant(s): Henry Boyce III
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Barth Satuloff, Thomas W. Allen, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
| | |
| 12-01361 | 01/02/2014 | Claimant(s): Frank Goldstein
Claimant Lawyers(s): Benjamin Lapin
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Andrea Morgan Greene
Arbitrator(s): Douglas Earl McLaren, Steven Irving Platt, Edward Alexander Jaffe
Hearing Site: Baltimore, MD
| | Expungement |
