| 15-02876 | 08/09/2016 | Claimant(s): Henry Boyce III
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Keith Olin
Arbitrator(s): Barth Satuloff, Thomas W. Allen, Edward Alexander Jaffe
Hearing Site: Boca Raton, FL
| | |
| 15-00438 | 01/19/2016 | Claimant(s): Allan Yarkin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Jeffrey Friedman
Arbitrator(s): Geraldine A. Genco, Gilbert A. Schnirman, Louis David Huss
Hearing Site: Miami, FL
| | |
| 14-02776 | 01/27/2015 | Claimant(s): Devon Still, Orlando Franklin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Jinesh Brahmbhatt
Respondent Lawyers(s): Jinesh Pravin Brahmbhatt
Arbitrator(s): David L. Erickson
Hearing Site: Denver, CO
|  | $1,413,500 |
| 13-01311 | 01/13/2015 | Claimant(s): Devon Still, Orlando Franklin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Fuad Ahmed, Nainesh Brahmbhatt, Ramnik Aulakh, BP Trade., Success Trade Securities., Success Trade.
Respondent Lawyers(s): Nainesh Mahesh Brahmbhatt, Ramnik Singh Aulakh, William Cavett "Skee" Saacke
Arbitrator(s): Thaddeus J. Tecza, Steven M. Feder, David L. Erickson
Hearing Site: Denver, CO
| | Stipulated Award |
| 11-04237 | 10/13/2014 | Claimant(s): James Mahan
Claimant Lawyers(s): Sean C. Domnick
Respondent(s): Banc of America Investment Services, Bank of America, N.A.
Respondent Lawyers(s): Gregory J Trask, Peter W. Homer
Arbitrator(s): Jonathan H. Parker, Jeffrey R. Roth, Shobha Bangalore Nagaprasanna
Hearing Site: Miami, FL
| | $0 |
| 07-00572 | 10/10/2008 | Claimant(s): Connie Falterbauer, Harry Falterbauer
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Jay Noiman, Sean Callahan, Viewtrade Securities.
Respondent Lawyers(s): Peter W. Homer
Arbitrator(s): Richard Anthony Jannuzzi, Jeffrey R. Roth, Dennis J. Levin
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
