| 09-03986 | 07/16/2010 | Claimant(s): Meryl Dell and Steven Dell
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): Jenny Rothstein, Charles Schwab & Co..
Respondent Lawyers(s): Michele Fron
Arbitrator(s): Richard Anthony Jannuzzi, Barry David Thorpe, Robert M. Schwedel
Hearing Site: Ft. Lauderdale, FL
|  | Stipulated Award and Expungement |
| 07-01301 | 08/19/2009 | Claimant(s): Gunnar Pederson, Judith Pedersen, Ruth Grimes, Judith Pedersen on behalf of Alexa
Claimant Lawyers(s): Joshua A. Katz
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard D. Hanson, Richard Anthony Jannuzzi, Bonnie A. Pearce
Hearing Site: Boca Raton, FL
| | $640,739 |
| 07-00572 | 10/10/2008 | Claimant(s): Connie Falterbauer, Harry Falterbauer
Claimant Lawyers(s): Russell L. Forkey
Respondent(s): Jay Noiman, Sean Callahan, Viewtrade Securities.
Respondent Lawyers(s): Peter W. Homer
Arbitrator(s): Richard Anthony Jannuzzi, Jeffrey R. Roth, Dennis J. Levin
Hearing Site: Boca Raton, FL
| | Stipulated Award and Expungement |
| 06-04130 | 12/06/2007 | Claimant(s): Estate of Harriet H. Dublon
Claimant Lawyers(s): Jack Scarola
Respondent(s): Ronnie Flint
Respondent Lawyers(s): Ronnie W. Flint - K70204/1106u
Arbitrator(s): Seth L. Finkel, Richard Anthony Jannuzzi, Sandra J. Bakalus
Hearing Site: Boca Raton, FL
| | $0 |
