Potomac Analytics' Logo

FINRA Awards for Bonnie A. Pearce

Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:

Filter by:

Sort by:

Displaying 10 out of 10 results
Case Number Award Date Case Summary Customer Case? Amount Granted
18-0207612/14/2018Claimant(s): Trent Leyda
Claimant Lawyers(s): Jarrod J. Malone
Respondent(s): Raymond, James & Associates.
Respondent Lawyers(s): Stanton A. Fears
Arbitrator(s): Bonnie A. Pearce, Andrew Jay Kohan, Robert Lawrence Ostrov
Hearing Site: Boca Raton, FL
15-0314807/28/2016Claimant(s): James Dolson
Claimant Lawyers(s): Gary Menzer
Respondent(s): FMSBonds.
Respondent Lawyers(s): Sydney A. Marks
Arbitrator(s): Bonnie A. Pearce
Hearing Site: Boca Raton, FL
Checkmark Icon$0
13-0106603/05/2014Claimant(s): David Barnett
Claimant Lawyers(s): Brian J. Neville
Respondent(s): Susanne Robbins
Respondent Lawyers(s): Jeffrey R. Sonn
Arbitrator(s): Marc S. Dobin, George J. Blutstein, Bonnie A. Pearce
Hearing Site: Boca Raton, FL
Expungement
11-0274605/15/2013Claimant(s): Martin Shulman
Claimant Lawyers(s): Charles E. Scarlett
Respondent(s): Oppenheimer & Co..
Respondent Lawyers(s): Deborah Dickstein
Arbitrator(s): William W. Bride, Bonnie A. Pearce, Martin M. Van Luven
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
10-0443204/03/2012Claimant(s): Meri Ramazio, Tamara Smolchek
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Douglas K. Spaulding
Arbitrator(s): Harriet A. Kottick, Bonnie A. Pearce, Fred Abramoff
Hearing Site: Boca Raton, FL
10-0310301/25/2012Claimant(s): Blanche Gloetzner
Claimant Lawyers(s): Tiffany J. Brown
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Kathy M. Klock
Arbitrator(s): Frances D. Sheehy, Harriet A. Kottick, Bonnie A. Pearce
Hearing Site: Boca Raton, FL
Checkmark IconStipulated Award and Expungement
10-0357601/19/2011Claimant(s): NewBridge Securities Corp.
Claimant Lawyers(s): Michael S. Colombo
Respondent(s): Russell Dolly
Respondent Lawyers(s): Russell Dolly
Arbitrator(s): Bonnie A. Pearce
Hearing Site: Ft. Lauderdale, FL
09-0023008/12/2010Claimant(s): Hal Mullins
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Anthony J. Borrelli
Arbitrator(s): Bonnie A. Pearce, Stephen Kahane, Robert J. Buchner
Hearing Site: Boca Raton, FL
Checkmark Icon$0
09-0619504/12/2010Claimant(s): Jerry H. Green Residuary Trust
Claimant Lawyers(s): Scott J. Link
Respondent(s): Bradford Madison
Respondent Lawyers(s): Debra A. Jenks
Arbitrator(s): Michael Lau, Bonnie A. Pearce, Bart Samuel Cohodas
Hearing Site: Boca Raton, FL
Checkmark IconExpungement
07-0130108/19/2009Claimant(s): Gunnar Pederson, Judith Pedersen, Ruth Grimes, Judith Pedersen on behalf of Alexa
Claimant Lawyers(s): Joshua A. Katz
Respondent(s):
Respondent Lawyers(s):
Arbitrator(s): Richard D. Hanson, Richard Anthony Jannuzzi, Bonnie A. Pearce
Hearing Site: Boca Raton, FL
Checkmark Icon$640,739

10 Results

Display: