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FINRA Awards for Banc of America Investment Services

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Displaying 3 out of 3 results
Case Number Award Date Case Summary Customer Case? Amount Granted
11-0423710/13/2014Claimant(s): James Mahan
Claimant Lawyers(s): Sean C. Domnick
Respondent(s): Banc of America Investment Services, Bank of America, N.A.
Respondent Lawyers(s): Gregory J Trask, Peter W. Homer
Arbitrator(s): Jonathan H. Parker, Jeffrey R. Roth, Shobha Bangalore Nagaprasanna
Hearing Site: Miami, FL
Checkmark Icon$0
10-0422711/23/2011Claimant(s): Robert Zveibil, Illuminated Solutions.
Claimant Lawyers(s): David M. Shenkman
Respondent(s): Banc of America Investment Services
Respondent Lawyers(s): Martin B. Woods
Arbitrator(s): Seth L. Finkel, Gerald Silverman, Jonathan H. Parker
Hearing Site: Miami, FL
Checkmark Icon$0
07-0182401/28/2008Claimant(s): Henry Feinstein & Augusta R. Feinstein
Claimant Lawyers(s): Henry Feinstein
Respondent(s): Banc of America Investment Services, I
Respondent Lawyers(s): George F. Meierhofer
Arbitrator(s): Howard S. Wacker
Hearing Site: Phoenix, AZ
Checkmark Icon$2,625

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