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FINRA Awards for David L. Erickson

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0277601/27/2015Claimant(s): Devon Still, Orlando Franklin
Claimant Lawyers(s): Peter W. Homer
Respondent(s): Jinesh Brahmbhatt
Respondent Lawyers(s): Jinesh Pravin Brahmbhatt
Arbitrator(s): David L. Erickson
Hearing Site: Denver, CO
Checkmark Icon$1,413,500
10-0166411/07/2011Claimant(s): Bruce Ballinger, Charles Davis, Doug Hammond, Joan Lerner, Judy Vincent, Lola Stanley, Michael Wei, Michelle Caforio, Robyn Hendershot, Sandra Davis, Sandra Foster, Sanford Lerner, Stephen Vail, Steven Ruby, Susan Ballinger, Susan Friede, Susan Hammond
Claimant Lawyers(s): Steven M. Feder
Respondent(s): Jeremy Hart, Evolve Securities.
Respondent Lawyers(s): Jeremy M. Hart, Scot Lenior
Arbitrator(s): Arthur E. Otten, Lawrence Douglas Brookes, David L. Erickson
Hearing Site: Denver, CO
Checkmark Icon$2,168,380

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