| 16-02837 | 08/25/2017 | Claimant(s): Ameriprise Financial Services.
Claimant Lawyers(s): Michael S. Taaffe
Respondent(s): Charles Davis
Respondent Lawyers(s): Charles Whitman Davis
Arbitrator(s): Walter Steven Schwartz
Hearing Site: Phoenix, AZ
| | |
| 12-02770 | 07/09/2014 | Claimant(s): Charles Davis
Claimant Lawyers(s): Dan M. Durrant
Respondent(s): Peter Savarino, McDonald Partners LLC
Respondent Lawyers(s): Nathan Kunz, Robert J. Hanna
Arbitrator(s): Katherine M. Harmeyer, Charles W. Herf, Ernest F. Modzelewski
Hearing Site: Phoenix, AZ
|  | Expungement |
| 13-00438 | 02/18/2014 | Claimant(s): Greg Goldman
Claimant Lawyers(s): Alison R. Spiers
Respondent(s): Charles Davis
Respondent Lawyers(s): Charles B. Davis
Arbitrator(s): Harvey R. Linder, Peggy Lewis Kennedy, J. G. Long
Hearing Site: Atlanta, GA
| | $260,000 |
| 10-01664 | 11/07/2011 | Claimant(s): Bruce Ballinger, Charles Davis, Doug Hammond, Joan Lerner, Judy Vincent, Lola Stanley, Michael Wei, Michelle Caforio, Robyn Hendershot, Sandra Davis, Sandra Foster, Sanford Lerner, Stephen Vail, Steven Ruby, Susan Ballinger, Susan Friede, Susan Hammond
Claimant Lawyers(s): Steven M. Feder
Respondent(s): Jeremy Hart, Evolve Securities.
Respondent Lawyers(s): Jeremy M. Hart, Scot Lenior
Arbitrator(s): Arthur E. Otten, Lawrence Douglas Brookes, David L. Erickson
Hearing Site: Denver, CO
| | $2,168,380 |
| 05-05915 | 05/16/2008 | Claimant(s): J. Homer and Cynthia A. Daniels
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Charles Davis
Respondent Lawyers(s): Charles Dwain Davis
Arbitrator(s): Alice A. Waters, Joseph J. Ligi, W. Donald Parr
Hearing Site: Dallas, TX
| | $134,075 |
