| 12-01440 | 06/09/2014 | Claimant(s): Paul Westervelt, Tyler Kerrigan
Claimant Lawyers(s): Peter B. Sloss
Respondent(s): George Ball, William Sprague, Sanders Morris Harris Inc.
Respondent Lawyers(s): Jack D. Ballard, James Fornari
Arbitrator(s): Michael T. Nobile, Richard F. Dole, Allen M. Kerpan
Hearing Site: New Orleans, LA
| | |
| 12-01527 | 05/05/2014 | Claimant(s): Robert Garrison
Claimant Lawyers(s): Jacks C. Nickens
Respondent(s): Sanders Morris Harris Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Steve R. Neuman, Walter F. Schleyer, Charles E. Munson
Hearing Site: Houston, TX
| | |
| 11-04815 | 08/22/2013 | Claimant(s): HITE Hedge Asset Management, HITE Hedge Offshore Ltd., HITE Hedge LP
Claimant Lawyers(s): Michael D. Ricciuti
Respondent(s): Jon Wessels, Sanders Morris Harris Inc.
Respondent Lawyers(s): Donald R. Littlefield
Arbitrator(s): Richard J. Grahn, Edward Aptaker, Thomas J. Nash
Hearing Site: Boston, MA
|  | $442,055 |
| 10-01194 | 06/26/2013 | Claimant(s): United Micronesia Development Assoc.
Claimant Lawyers(s): Robert J. O'Connor
Respondent(s): Wells Fargo Advisors, James Davis, Sanders Morris Harris Inc.
Respondent Lawyers(s): Ben Suter, Peter B. Wells, Will S. Montgomery
Arbitrator(s): Carol M. Egan, Elmo E. Wedderburn, Tobin B. Swanson
Hearing Site: Honolulu, HI
| | $100,000 |
| 12-03291 | 04/01/2013 | Claimant(s): Sanders Morris Harris Inc.
Claimant Lawyers(s): Rose Romero
Respondent(s): Jimmy Day, John Gilbert
Respondent Lawyers(s): H. David Flowers, Mack E. Swindle
Arbitrator(s): Simeon R. Trotter, Melinda G. Jayson, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
| | |
| 10-00219 | 08/05/2010 | Claimant(s): Charles Stoveken
Claimant Lawyers(s): Charles B. Stoveken
Respondent(s): William Medlin, Equity Concepts, L.L.C., Sanders Morris Harris Inc.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): Robert Charkovsky
Hearing Site: Richmond, VA
| | $4,818 |
| 07-00979 | 05/30/2008 | Claimant(s): Benjamin Abney
Claimant Lawyers(s): Ira L. Edwards
Respondent(s): Sanders Morris Harris Inc.
Respondent Lawyers(s): Andrew R. Harvin
Arbitrator(s): Edwin E O'Brien, Van R. Oliver, Mary Day Smelser
Hearing Site: Oklahoma City, OK
| | $0 |
