Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 21-02366 | 04/01/2022 | Claimant(s): James Davis Claimant Lawyers(s): Stephan Louviere Respondent(s): Securities America., Centaurus Financial. Respondent Lawyers(s): Gregory M. Curley, Michael West Arbitrator(s): William W. Haskell Hearing Site: San Francisco, CA | ||
| 10-01194 | 06/26/2013 | Claimant(s): United Micronesia Development Assoc. Claimant Lawyers(s): Robert J. O'Connor Respondent(s): Wells Fargo Advisors, James Davis, Sanders Morris Harris Inc. Respondent Lawyers(s): Ben Suter, Peter B. Wells, Will S. Montgomery Arbitrator(s): Carol M. Egan, Elmo E. Wedderburn, Tobin B. Swanson Hearing Site: Honolulu, HI |  | $100,000 |