| 20-02886 | 02/02/2021 | Claimant(s): George Franklin, Wanda Franklin
Claimant Lawyers(s): Gavin Rush
Respondent(s): AXA Advisors
Respondent Lawyers(s): Jason A. Richardson
Arbitrator(s): Jeff Abrams, Edward Bradbury Cloutman, Staci Lynette Glenn
Hearing Site: Dallas, TX
|  | Dismissed by Rule 12206 |
| 16-03753 | 07/22/2019 | Claimant(s): Eliot Barnett, Emily Bernstein, Jason Werner, Jeffrey Werner, Jessica Barnett, Laurie Werner, Louis Barnett, Matthew Bernstein, Nathan Barnett, Rhoda Bernstein, Eliot B. Barnett IRA, Jason B. Werner, IRA, Jeffrey M. Werner, Lon T. Werner, Matthew B. Bernstein, B3G Partnership, Barnett Grandchildren Partnership, II, BGC Initial Trust, Barnett Exempt Marital Trust, Barnett Family Foundation, et al
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Christopher Anthony
Respondent Lawyers(s): Christopher Paul Anthony
Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Richard Thomas Huston
Hearing Site: Dallas, TX
| | $50,000 |
| 17-01028 | 02/19/2019 | Claimant(s): Raymond, James & Associates.
Claimant Lawyers(s): George L. Guerra
Respondent(s): Anthony Vaccaro
Respondent Lawyers(s): Kenneth A. Zimmern
Arbitrator(s): Robert C. Denenberg, C. Sumpter Logan, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
| | |
| 17-02241 | 12/31/2018 | Claimant(s): Thomas Peterson
Claimant Lawyers(s): Kalju Nekvasil
Respondent(s): Hilltop Securities Inc.
Respondent Lawyers(s): Jonathan D. Neerman
Arbitrator(s): Louis J. Weber, Edward Bradbury Cloutman, Larry Adair
Hearing Site: Dallas, TX
| | $0 |
| 17-03378 | 12/11/2018 | Claimant(s): Kantilal Desai, Nilam Desai
Claimant Lawyers(s): Kantilal P. Desai
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): G. Maynard Green, Edward Bradbury Cloutman, Will Pryor
Hearing Site: Dallas, TX
| | Dismissed by Rule 12504 |
| 12-03291 | 04/01/2013 | Claimant(s): Sanders Morris Harris Inc.
Claimant Lawyers(s): Rose Romero
Respondent(s): Jimmy Day, John Gilbert
Respondent Lawyers(s): H. David Flowers, Mack E. Swindle
Arbitrator(s): Simeon R. Trotter, Melinda G. Jayson, Edward Bradbury Cloutman
Hearing Site: Dallas, TX
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