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FINRA Awards for Kantilal P. Desai

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Case Number Award Date Case Summary Customer Case? Amount Granted
17-0337812/11/2018Claimant(s): Kantilal Desai, Nilam Desai
Claimant Lawyers(s): Kantilal P. Desai
Respondent(s): Morgan Stanley
Respondent Lawyers(s): Joseph L. Calabrese
Arbitrator(s): G. Maynard Green, Edward Bradbury Cloutman, Will Pryor
Hearing Site: Dallas, TX
Checkmark IconDismissed by Rule 12504
12-0390405/30/2013Claimant(s): Kantilal Desai
Claimant Lawyers(s): Kantilal P. Desai
Respondent(s): TD Ameritrade.
Respondent Lawyers(s): James J. Vihstadt
Arbitrator(s): Bill M. Lamoreaux
Hearing Site: Dallas, TX
Checkmark Icon$600

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