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FINRA Awards for Douglas John Galloway

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0112210/07/2016Claimant(s): Morgan Stanley, Morgan Stanley Smith Barney FA Notes Hol
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): Douglas Galloway
Respondent Lawyers(s): Douglas John Galloway
Arbitrator(s): Robert A. Lombardi
Hearing Site: Los Angeles, CA

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