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FINRA Awards for Stuart Zimmerman

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Case Number Award Date Case Summary Customer Case? Amount Granted
16-0223404/14/2017Claimant(s): Nancy Montelbano
Claimant Lawyers(s): John J. Muldoon
Respondent(s): Morgan Stanley, Stuart Zimmerman, Thomas Wielgos
Respondent Lawyers(s): Jeremy S. Winer
Arbitrator(s): Susanne J. Hollander
Hearing Site: Chicago, IL
Checkmark Icon$225
15-0243709/15/2016Claimant(s): Roger Quick, Roger A. Quick Irrevocable Trust
Claimant Lawyers(s): Brian C. Haussmann
Respondent(s): Morgan Stanley, Stuart Zimmerman
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
Checkmark Icon$0

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