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FINRA Awards for Brian C. Haussmann

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Case Number Award Date Case Summary Customer Case? Amount Granted
15-0243709/15/2016Claimant(s): Roger Quick, Roger A. Quick Irrevocable Trust
Claimant Lawyers(s): Brian C. Haussmann
Respondent(s): Morgan Stanley, Stuart Zimmerman
Respondent Lawyers(s): Gregory B. Simon
Arbitrator(s): Michael S. Matek
Hearing Site: Chicago, IL
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