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FINRA Awards for SCF Securities.

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Case Number Award Date Case Summary Customer Case? Amount Granted
23-0278906/12/2024Claimant(s): Kyle Gardner
Claimant Lawyers(s): Jennifer P. Farrar
Respondent(s): SCF Securities.
Respondent Lawyers(s): John T. Unger
Arbitrator(s): David A. Schuler
Hearing Site: Dallas, TX
20-0193303/12/2021Claimant(s): Brian Moon
Claimant Lawyers(s): Gregory B. Simon
Respondent(s): SCF Securities.
Respondent Lawyers(s): Gary S. Kessler
Arbitrator(s): C. Sumpter Logan
Hearing Site: Dallas, TX
19-0142512/17/2019Claimant(s): Anna Shursen, IRA, James Higbee
Claimant Lawyers(s): Richard A. Lewins
Respondent(s): Bobby James, SCF Securities.
Respondent Lawyers(s): Gary S. Kessler, Jacob Brian Kring
Arbitrator(s): Louis J. Weber, Robert J. Gregory, Larry Adair
Hearing Site: Dallas, TX
Checkmark IconDismissed by Rule 12206/12504

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