| 09-02468 | 12/01/2010 | Claimant(s): David Russell
Claimant Lawyers(s): Nelson S. Torre
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Catherine S. Ryan
Arbitrator(s): Anthony Vitanza, Jacqueline W. Marshall, Ronald Ripstein
Hearing Site: Buffalo, NY
| | |
| 09-00382 | 03/15/2010 | Claimant(s): George Galajda, IRA
Claimant Lawyers(s): Steven Galajda
Respondent(s): Thomas Tette, 1st Global Capital Corp.
Respondent Lawyers(s): Marc J. Ross
Arbitrator(s): Christopher C. Willett, David L. Hoffberg, Ronald Ripstein
Hearing Site: Rochester, NY
|  | $0 |
| 09-01130 | 01/15/2010 | Claimant(s): Citigroup Global Markets.
Claimant Lawyers(s): Joseph E. Gehring
Respondent(s): Carol Ramsdell, Wachovia Securities, Eugene Richardson, Justin Burdo, Marc Johnson
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): David Buch, Christopher C. Willett, Ronald Ripstein
Hearing Site: Rochester, NY
| | |
| 08-00521 | 02/20/2009 | Claimant(s): Stephanie Pinto, Stephanie Pinto TTEE for Pinto Family, Stephanie Pinto TTEE of Stephen Gambino
Claimant Lawyers(s): Thomas F. Burke
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Terry R. Weiss
Arbitrator(s): Daniel M. Mankowski, Ralph L. Halpern, Ronald Ripstein
Hearing Site: Buffalo, NY
| | $0 |
