| 20-02942 | 07/01/2021 | Claimant(s): Carol King
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): 1st Global Capital Corp.
Respondent Lawyers(s): Judith Knudsen
Arbitrator(s): Harvey R. Linder
Hearing Site: Charlotte, NC
| | |
| 11-00160 | 08/16/2011 | Claimant(s): Dorothy Calrow
Claimant Lawyers(s): Dorothy D. Calrow
Respondent(s): 1st Global Capital Corp.
Respondent Lawyers(s): Michael A. Pagano
Arbitrator(s): Seymour A. Kolman
Hearing Site: Phoenix, AZ
| | |
| 08-04163 | 07/13/2010 | Claimant(s): Sandra Kobel
Claimant Lawyers(s): Robert Ruotolo
Respondent(s): Cessford Prentice, 1st Global Advisors., 1st Global Capital Corp., 1st Global Insurance Services., 1st Global Retirement Services., 1st Global.
Respondent Lawyers(s): William N. Radford
Arbitrator(s): Daniel A. Kile, Martha Z. Ralstin, Charles Lynn Schmidt
Hearing Site: Dallas, TX
| | |
| 09-00382 | 03/15/2010 | Claimant(s): George Galajda, IRA
Claimant Lawyers(s): Steven Galajda
Respondent(s): Thomas Tette, 1st Global Capital Corp.
Respondent Lawyers(s): Marc J. Ross
Arbitrator(s): Christopher C. Willett, David L. Hoffberg, Ronald Ripstein
Hearing Site: Rochester, NY
|  | $0 |
