Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-02866 | 06/04/2024 | Claimant(s): Paul Nitz Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 23-00790 | 01/24/2024 | Claimant(s): John Turner Claimant Lawyers(s): John Hitchings Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Lynne M. Gomez Hearing Site: Houston, TX | ||
| 22-02253 | 11/20/2023 | Claimant(s): Brian Stephens Claimant Lawyers(s): Gary S. Kessler Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Michael Edward Watts, Robert C. Rice, Kevin Colby Hearing Site: Houston, TX | ||
| 22-02982 | 06/28/2023 | Claimant(s): Steven Buchanan Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): David A. Schuler Hearing Site: Dallas, TX | ||
| 21-02711 | 07/19/2022 | Claimant(s): Charles Fischer Claimant Lawyers(s): Harris Freedman Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Mark A Bilawsky Hearing Site: Boca Raton, FL | ||
| 20-03029 | 07/16/2021 | Claimant(s): Troy Chesnut Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): C. Sumpter Logan Hearing Site: Dallas, TX | ||
| 20-02995 | 07/06/2021 | Claimant(s): Bin Zhai Claimant Lawyers(s): Chelsea Masters Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Helen Marinak Blohm Hearing Site: San Francisco, CA | ||
| 20-02942 | 07/01/2021 | Claimant(s): Carol King Claimant Lawyers(s): Dochtor Kennedy Respondent(s): 1st Global Capital Corp. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): Harvey R. Linder Hearing Site: Charlotte, NC | ||
| 20-01596 | 12/22/2020 | Claimant(s): Christopher Michalak Claimant Lawyers(s): Brian Luther Respondent(s): Avantax Investment Services. Respondent Lawyers(s): Judith Knudsen Arbitrator(s): William M. Azkoul Hearing Site: Detroit, MI |