Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 08-04273 | 03/25/2010 | Claimant(s): Helen Schabot Claimant Lawyers(s): Richard L. Burstein Respondent(s): Anne Whelan, Wachovia Securities Respondent Lawyers(s): Keith Olin Arbitrator(s): Jay F. Donnaruma, William G. Binckes, Kenneth Dymond Hearing Site: Albany, NY |  | Stipulated Award and Expungement |
| 06-04422 | 02/24/2009 | Claimant(s): Dennis Mack Claimant Lawyers(s): Richard L. Burstein Respondent(s): George McAvoy, Matthew Smith, CP Capital Management, Cadaret, Grant & Co.. Respondent Lawyers(s): James Feathersonhaugh, Jeffrey A. Sellers Arbitrator(s): David N. Brainin, Stuart M. Schwartz, Sheldon Dinowitz Hearing Site: Albany, NY | ||
| 06-04438 | 02/24/2009 | Claimant(s): George Mcavoy, Matthew Smith, CP Capital Management. Claimant Lawyers(s): James Feathersonhaugh Respondent(s): Dennis Mack, Capital Retirement Solutions Respondent Lawyers(s): Richard L. Burstein Arbitrator(s): Hearing Site: Albany, NY |