Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 23-03357 | 05/17/2024 | Claimant(s): Julie Ginn Claimant Lawyers(s): Julie A. Ginn Respondent(s): Anne Whelan, Daniel Morato, Wells Fargo Clearing Services Respondent Lawyers(s): Mark A. Pratzel Arbitrator(s): Hearing Site: Birmingham, AL |  | $0 |
| 08-04273 | 03/25/2010 | Claimant(s): Helen Schabot Claimant Lawyers(s): Richard L. Burstein Respondent(s): Anne Whelan, Wachovia Securities Respondent Lawyers(s): Keith Olin Arbitrator(s): Jay F. Donnaruma, William G. Binckes, Kenneth Dymond Hearing Site: Albany, NY | | Stipulated Award and Expungement |