| 23-01902 | 05/31/2024 | Claimant(s): Curt Hall
Claimant Lawyers(s): Clayton B. McCullough
Respondent(s): UBS Financial Services Inc., Mary Reid
Respondent Lawyers(s): D. Randle Moody
Arbitrator(s): Mauricio Arcadier, Dana R. Krajack, John Norman Lindsay
Hearing Site: Columbia, SC
| | |
| 22-01568 | 05/06/2024 | Claimant(s): Marc Cedarleaf, Patricia Cedarleaf
Claimant Lawyers(s): Matt Williams
Respondent(s): Fidelity Brokerage Services LLC
Respondent Lawyers(s): Joel M. Everest
Arbitrator(s): Robert H. Putnam, Dana R. Krajack, William Finley Hamel
Hearing Site: Columbia, SC
|  | $125,400 |
| 14-02480 | 08/06/2015 | Claimant(s): Fred Anthony
Claimant Lawyers(s): Jonathan E. Neuman
Respondent(s): Cadaret, Grant & Co..
Respondent Lawyers(s): Mickey B. Wright
Arbitrator(s): Dana R. Krajack, Dana Tait Sandlin, Celeste A. Beron
Hearing Site: Columbia, SC
| | Dismissed by Rule 12206 |
| 11-04096 | 10/22/2012 | Claimant(s): Morgan Stanley & Co.
Claimant Lawyers(s): Diane C. Fischer
Respondent(s): Brent Hardy
Respondent Lawyers(s): Brent Odell Hardy
Arbitrator(s): Stephen P. Hoffman, Richard Peabody Preston, Dana R. Krajack
Hearing Site: Columbia, SC
| | |
| 11-00486 | 06/06/2012 | Claimant(s): Steven Smith as Personal Representative
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Helen E. Huyler, Walter J. Wylie, Dana R. Krajack
Hearing Site: Columbia, SC
| | Expungement |
| 07-00795 | 02/19/2008 | Claimant(s): Hugo Castro
Claimant Lawyers(s): Hugo Castro
Respondent(s): Frank Fierro, Legg Mason Wood Walker
Respondent Lawyers(s): Gretchen Klebasko
Arbitrator(s): J. Kirkland Grant, N. John Garcia, Dana R. Krajack
Hearing Site: Columbia, SC
| | $5,604 |
