| 14-00199 | 01/06/2016 | Claimant(s): Kenneth Lee
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Citigroup Global Markets., Hsyu-Chieng Chiou
Respondent Lawyers(s): Brian J. Ellis, Steven D. Toskes
Arbitrator(s): Perry Lee Taylor, Barbara Black, Helen E. Huyler
Hearing Site: Atlanta, GA
|  | $2,250,000 |
| 14-00578 | 05/22/2015 | Claimant(s): Scott Mitchell
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Suntrust Robinson Humphrey.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Helen E. Huyler, Bruce W. Bennett, Joseph Keith Lombino
Hearing Site: Atlanta, GA
| | |
| 12-03853 | 04/07/2015 | Claimant(s): Elba Soler
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Tom C. Barnett
Arbitrator(s): Helen E. Huyler, John D. Mattingly, Rudolph Andrew Bata
Hearing Site: Atlanta, GA
| | $95,375 |
| 11-00843 | 07/24/2012 | Claimant(s): Scott Strumlauf
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Helen E. Huyler, Robert Allen Fine, Brandt Leonard Ross
Hearing Site: Atlanta, GA
| | Expungement |
| 11-00486 | 06/06/2012 | Claimant(s): Steven Smith as Personal Representative
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Helen E. Huyler, Walter J. Wylie, Dana R. Krajack
Hearing Site: Columbia, SC
| | Expungement |
| 11-01339 | 12/15/2011 | Claimant(s): Laura Bogolin, Roy Harvey
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Michael J. Ahlstrom, Helen E. Huyler, Joe E. Manuel
Hearing Site: Atlanta, GA
| | Expungement |
| 09-05821 | 11/08/2010 | Claimant(s): Robert Hoge
Claimant Lawyers(s): Robert H. McKnight
Respondent(s): Christopher Payne, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Royce Alan Burns, Helen E. Huyler, David E. Morris
Hearing Site: Atlanta, GA
| | $0 |
