14-00199 | 01/06/2016 | Claimant(s): Kenneth Lee Claimant Lawyers(s): Steven D. Toskes Respondent(s): Citigroup Global Markets., Hsyu-Chieng Chiou Respondent Lawyers(s): Brian J. Ellis, Steven D. Toskes Arbitrator(s): Perry Lee Taylor, Barbara Black, Helen E. Huyler Hearing Site: Atlanta, GA
| | $2,250,000 |
14-00578 | 05/22/2015 | Claimant(s): Scott Mitchell Claimant Lawyers(s): Curtis Carlson Respondent(s): Suntrust Robinson Humphrey. Respondent Lawyers(s): Frederick S. Schrils Arbitrator(s): Helen E. Huyler, Bruce W. Bennett, Joseph Keith Lombino Hearing Site: Atlanta, GA
| | |
12-03853 | 04/07/2015 | Claimant(s): Elba Soler Claimant Lawyers(s): Richard B. Fosher Respondent(s): LPL Financial LLC Respondent Lawyers(s): Tom C. Barnett Arbitrator(s): Helen E. Huyler, John D. Mattingly, Rudolph Andrew Bata Hearing Site: Atlanta, GA
| | $95,375 |
11-00843 | 07/24/2012 | Claimant(s): Scott Strumlauf Claimant Lawyers(s): Seth E. Lipner Respondent(s): UBS Financial Services Inc. Respondent Lawyers(s): Rebecca E. Swenson Arbitrator(s): Helen E. Huyler, Robert Allen Fine, Brandt Leonard Ross Hearing Site: Atlanta, GA
| | Expungement |
11-00486 | 06/06/2012 | Claimant(s): Steven Smith as Personal Representative Claimant Lawyers(s): Elizabeth Zeck Respondent(s): Wells Fargo Advisors Respondent Lawyers(s): Stephen M. Cox Arbitrator(s): Helen E. Huyler, Walter J. Wylie, Dana R. Krajack Hearing Site: Columbia, SC
| | Expungement |
11-01339 | 12/15/2011 | Claimant(s): Laura Bogolin, Roy Harvey Claimant Lawyers(s): Lars K. Soreide Respondent(s): E*Trade Securities LLC Respondent Lawyers(s): Meredith A. Felde Arbitrator(s): Michael J. Ahlstrom, Helen E. Huyler, Joe E. Manuel Hearing Site: Atlanta, GA
| | Expungement |
09-05821 | 11/08/2010 | Claimant(s): Robert Hoge Claimant Lawyers(s): Robert H. McKnight Respondent(s): Christopher Payne, Citigroup Global Markets. Respondent Lawyers(s): Adam Kauff Arbitrator(s): Royce Alan Burns, Helen E. Huyler, David E. Morris Hearing Site: Atlanta, GA
| | $0 |