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FINRA Awards for Helen E. Huyler

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Displaying 7 out of 7 results
Case Number Award Date Case Summary Customer Case? Amount Granted
14-0019901/06/2016Claimant(s): Kenneth Lee
Claimant Lawyers(s): Steven D. Toskes
Respondent(s): Citigroup Global Markets., Hsyu-Chieng Chiou
Respondent Lawyers(s): Brian J. Ellis, Steven D. Toskes
Arbitrator(s): Perry Lee Taylor, Barbara Black, Helen E. Huyler
Hearing Site: Atlanta, GA
Checkmark Icon$2,250,000
14-0057805/22/2015Claimant(s): Scott Mitchell
Claimant Lawyers(s): Curtis Carlson
Respondent(s): Suntrust Robinson Humphrey.
Respondent Lawyers(s): Frederick S. Schrils
Arbitrator(s): Helen E. Huyler, Bruce W. Bennett, Joseph Keith Lombino
Hearing Site: Atlanta, GA
12-0385304/07/2015Claimant(s): Elba Soler
Claimant Lawyers(s): Richard B. Fosher
Respondent(s): LPL Financial LLC
Respondent Lawyers(s): Tom C. Barnett
Arbitrator(s): Helen E. Huyler, John D. Mattingly, Rudolph Andrew Bata
Hearing Site: Atlanta, GA
Checkmark Icon$95,375
11-0084307/24/2012Claimant(s): Scott Strumlauf
Claimant Lawyers(s): Seth E. Lipner
Respondent(s): UBS Financial Services Inc.
Respondent Lawyers(s): Rebecca E. Swenson
Arbitrator(s): Helen E. Huyler, Robert Allen Fine, Brandt Leonard Ross
Hearing Site: Atlanta, GA
Checkmark IconExpungement
11-0048606/06/2012Claimant(s): Steven Smith as Personal Representative
Claimant Lawyers(s): Elizabeth Zeck
Respondent(s): Wells Fargo Advisors
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Helen E. Huyler, Walter J. Wylie, Dana R. Krajack
Hearing Site: Columbia, SC
Checkmark IconExpungement
11-0133912/15/2011Claimant(s): Laura Bogolin, Roy Harvey
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Michael J. Ahlstrom, Helen E. Huyler, Joe E. Manuel
Hearing Site: Atlanta, GA
Checkmark IconExpungement
09-0582111/08/2010Claimant(s): Robert Hoge
Claimant Lawyers(s): Robert H. McKnight
Respondent(s): Christopher Payne, Citigroup Global Markets.
Respondent Lawyers(s): Adam Kauff
Arbitrator(s): Royce Alan Burns, Helen E. Huyler, David E. Morris
Hearing Site: Atlanta, GA
Checkmark Icon$0

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