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FINRA Awards for Roy Harvey

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Case Number Award Date Case Summary Customer Case? Amount Granted
11-0133912/15/2011Claimant(s): Laura Bogolin, Roy Harvey
Claimant Lawyers(s): Lars K. Soreide
Respondent(s): E*Trade Securities LLC
Respondent Lawyers(s): Meredith A. Felde
Arbitrator(s): Michael J. Ahlstrom, Helen E. Huyler, Joe E. Manuel
Hearing Site: Atlanta, GA
Checkmark IconExpungement

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