Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 19-03321 | 01/25/2021 | Claimant(s): John Holborn Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): David Shapiro, CNL Securities Corp., Cadaret, Grant & Co.. Respondent Lawyers(s): David G. Buffa, Jonathan E. Green Arbitrator(s): Tracy L. Allen, Kathleen P. Helbig-Hannan, Gerald Grace Hearing Site: Buffalo, NY |  | Dismissed by Rule 12206 |
| 12-00904 | 01/06/2014 | Claimant(s): David Shapiro, David Shapiro Trust, Suellen Shapiro Trust Claimant Lawyers(s): Bradford M. Gucciardo Respondent(s): Investments By Planners. Respondent Lawyers(s): Allan M. Lerner Arbitrator(s): Steven R. Reininger, Donald Theodore Ryce, Kenneth J. Gamelin Hearing Site: Boca Raton, FL | | Expungement |