| 22-01395 | 12/02/2022 | Claimant(s): Samuel Head
Claimant Lawyers(s): Lawton R. Graves
Respondent(s): Voya Financial Advisors.
Respondent Lawyers(s): Benjamin J. Biard
Arbitrator(s): Harvey R. Linder, Christopher Cecil Lamb, Larry Kenneth Lott
Hearing Site: Columbia, SC
| | |
| 21-02401 | 08/16/2022 | Claimant(s): Jimmy Woollen, Stephanie Woollen
Claimant Lawyers(s): Amy L.B. Hill
Respondent(s): Andrew Hall, Cindy Chiellini, Ricky Mantei, Centaurus Financial., J.P. Turner & Company
Respondent Lawyers(s): James C. Cosby, Jonathan Cole, Steven E. Mellen
Arbitrator(s): Mimi B. Osiason, Christopher Cecil Lamb, John G. Shamp
Hearing Site: Columbia, SC
|  | Expungement |
| 20-03080 | 02/05/2021 | Claimant(s): Jeffrey Burton
Claimant Lawyers(s): Clayton B. McCullough
Respondent(s): Wells Fargo Advisors Financial Network
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): John P. Cullem, Richard S. Zaifert, Christopher Cecil Lamb
Hearing Site: Columbia, SC
| | |
| 19-00657 | 08/03/2020 | Claimant(s): Lawrence Mickle
Claimant Lawyers(s): Joshua A Katz
Respondent(s): Wells Fargo Clearing Services
Respondent Lawyers(s): Stephen M. Cox
Arbitrator(s): Michael J. Ahlstrom, Christopher Cecil Lamb, Janice Helsley Blach
Hearing Site: Columbia, SC
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