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FINRA Awards for Timothy Joseph Cox

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0036610/30/2009Claimant(s): RBC Capital Markets LLC
Claimant Lawyers(s): Joseph F. Keenan
Respondent(s): Timothy Cox
Respondent Lawyers(s): Timothy Joseph Cox
Arbitrator(s): Donald J. Rasweiler, Sherri L. Hughes, Paul Giappone
Hearing Site: New York, NY

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