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FINRA Awards for HSBC Brokerage (USA) Inc.

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Case Number Award Date Case Summary Customer Case? Amount Granted
14-0311005/05/2016Claimant(s): Kevin Logan
Claimant Lawyers(s): Kevin Logan
Respondent(s): HSBC Brokerage (USA) Inc.
Respondent Lawyers(s): John E. Kiley
Arbitrator(s): Arnold Wagner, Domitilia M. dos Santos, James M. Rhodes
Hearing Site: New York, NY
06-0314504/30/2008Claimant(s): Roberto Erusalimsky, Highlands Investment Trading, Ltd., et
Claimant Lawyers(s): Alan R. Perry
Respondent(s): HSBC Brokerage (USA) Inc., HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Michael A. Levin, Daniel S. Newman, Richard A. Stephens
Hearing Site: Boca Raton, FL
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