| 20-02321 | 01/20/2021 | Claimant(s): ChoiceTrade
Claimant Lawyers(s): Neville Golvala
Respondent(s): Precision Securities
Respondent Lawyers(s): Heather B. Middleton
Arbitrator(s): Joel Levinson, John B. Myers, Joan Ellen Hoffman
Hearing Site: New York, NY
| | |
| 17-02427 | 04/03/2019 | Claimant(s): Matthew Dodds
Claimant Lawyers(s): Robert L. Herskovits
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Eric G. Hoffman
Arbitrator(s): John B. Myers, Richard E. Castiglioni, Andrew Daniel Levine
Hearing Site: New York, NY
| | |
| 14-00534 | 04/29/2015 | Claimant(s): Dana Brett-Levy
Claimant Lawyers(s): Jonathan Sack
Respondent(s): Castleoak Securities
Respondent Lawyers(s): Denver G. Edwards
Arbitrator(s): William G. Binckes, John B. Myers, Michele S. Riley
Hearing Site: New York, NY
| | |
| 14-00144 | 10/14/2014 | Claimant(s): Benjamin Sax
Claimant Lawyers(s): Mark D. Knoll
Respondent(s): Adam Harris, Susan Harris
Respondent Lawyers(s): Herbert M. Deutsch
Arbitrator(s): Robert Pincus, John B. Myers, Alida D. Camp
Hearing Site: New York, NY
| | Expungement |
| 12-00720 | 06/19/2013 | Claimant(s): Bernadette Kelleher
Claimant Lawyers(s): Brian Kennedy
Respondent(s): HSBC Securities (USA) Inc.
Respondent Lawyers(s): Paul K. Stecker
Arbitrator(s): Richard W. Cutler, John B. Myers, Ronald Harris Kisner
Hearing Site: New York, NY
|  | $11,000 |
| 12-01258 | 06/03/2013 | Claimant(s): Nicholas Owoyemi
Claimant Lawyers(s): Nicholas Adelani Owoyemi
Respondent(s): Chase Investment Services Corp.
Respondent Lawyers(s): Gershom R. Smith
Arbitrator(s): Jack Friedman, John B. Myers, Terrance J. Nolan
Hearing Site: New York, NY
| | |
| 11-04523 | 01/25/2013 | Claimant(s): Brendan Sheehan
Claimant Lawyers(s): Vincent E. Bauer
Respondent(s): Standard Credit Securities Inc., Tradition Asiel Securities Inc.
Respondent Lawyers(s): Chaim A. Levin
Arbitrator(s): Leah G. Rabinowitz, Sandra Gale Behrle, John B. Myers
Hearing Site: New York, NY
| | |
| 11-00831 | 04/27/2012 | Claimant(s): Jon Huerta
Claimant Lawyers(s): Johnathan Sack
Respondent(s): Macquarie Capital (USA) Inc.
Respondent Lawyers(s): Hema Chatlani
Arbitrator(s): John B. Myers, Linda Ashley, Ira S. Cure
Hearing Site: New York, NY
| | |
| 02-07501 | 10/19/2011 | Claimant(s): Peter Green
Claimant Lawyers(s): Peter Green
Respondent(s): Cadaret Grant & Co..
Respondent Lawyers(s): Chaim J. Jaffe
Arbitrator(s): Joseph J. Arata, John B. Myers, Gary W. Sherbell
Hearing Site: New York, NY
| | |
| 09-04529 | 10/06/2010 | Claimant(s): Lazard Asset Management LLC, Lazard Asset Management Securities LLC
Claimant Lawyers(s): Jason C. Rubinstein
Respondent(s): Kris Haber
Respondent Lawyers(s): Alan R. Friedman
Arbitrator(s): Donald J. Zoeller, John B. Myers, Michele S. Riley
Hearing Site: New York, NY
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