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FINRA Awards for Edward T. Swanson

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Case Number Award Date Case Summary Customer Case? Amount Granted
09-0248610/11/2010Claimant(s): Robert Brink
Claimant Lawyers(s): Edward T. Swanson
Respondent(s): Jessica Cutrera, BFT Financial Group
Respondent Lawyers(s): Martin W. Jaszczuk, W. Perry Brandt
Arbitrator(s): Tina L. Mitchell, A. Joel Klein, Richard M. Norman
Hearing Site: Los Angeles, CA
03-0309906/19/2008Claimant(s): Steven Vender
Claimant Lawyers(s): William F. Davis
Respondent(s): Lehman Brothers Inc
Respondent Lawyers(s): Timothy N. Will
Arbitrator(s): Edward T. Swanson
Hearing Site: Los Angeles, CA
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