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FINRA Awards for David Dawsey

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Case Number Award Date Case Summary Customer Case? Amount Granted
07-0136302/29/2008Claimant(s): David Dawsey
Claimant Lawyers(s): Leah O. Taylor
Respondent(s): Ann Holman, Maxine Chappell, Raymond James Financial Services., AIG SunAmerica Life Assurance Co., Chappell & Holman Financial Advisors, In
Respondent Lawyers(s): Bruce W. Barnes, Joseph L. Larrinaga
Arbitrator(s): Robert G. Brunton, Ralph S. Paden, Daniel T. Hull
Hearing Site: Birmingham, AL
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