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FINRA Awards for Stephen Burns

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Case Number Award Date Case Summary Customer Case? Amount Granted
10-0550301/05/2012Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen Burns
Respondent(s): William Fraley
Respondent Lawyers(s): William C. Fraley
Arbitrator(s): Mark A. Myers, Daniel T. Hull, Suzette Merriam Foster
Hearing Site: Birmingham, AL
10-0118403/11/2011Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen Burns
Respondent(s): Justin Silberman
Respondent Lawyers(s): William Ray Ford
Arbitrator(s): Ronald P. Wertheim
Hearing Site: Washington, DC
10-0122211/09/2010Claimant(s): Wells Fargo Advisors
Claimant Lawyers(s): Stephen Burns
Respondent(s): Hansel Toppin
Respondent Lawyers(s): Hansel Clayton Toppin
Arbitrator(s): E. William Pastor
Hearing Site: Baltimore, MD

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