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FINRA Awards for PFS Investments.

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Case Number Award Date Case Summary Customer Case? Amount Granted
19-0342707/21/2020Claimant(s): Howard Lashner
Claimant Lawyers(s): Peter S. Fruin
Respondent(s): PFS Investments.
Respondent Lawyers(s): Adam M. Weaver
Arbitrator(s): Carol H. Gold
Hearing Site: Philadelphia, PA
12-0090611/14/2013Claimant(s): Anthony Magrino, Robin Kratman, Thomas Buchanan
Claimant Lawyers(s): Andrew V. Tramont
Respondent(s): Jan Scher, PFS Investments.
Respondent Lawyers(s): Brett A. Rogers
Arbitrator(s): Steven N. Ainbinder, Charles Hoffman, Mauricio Arcadier
Hearing Site: Miami, FL
Checkmark Icon$0
06-0257706/30/2008Claimant(s): David Hester
Claimant Lawyers(s): David Hester
Respondent(s): Kenneth Houston, American General Equity Services Corp., PFS Investments., Estate of Kenneth Ray Houston, Sr.
Respondent Lawyers(s): Jeffrey W. Willis, John N. Bolus, Rik S Tozzi
Arbitrator(s): Fred M. Ridolphi, Earle Park Kelley, Todd Edward Phillips
Hearing Site: Birmingham, AL
Checkmark Icon$0

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