| 22-00755 | 01/26/2023 | Claimant(s): David Brooks
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities Service Network
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Philip J. Glick
Hearing Site: St. Louis, MO
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| 22-00823 | 12/14/2022 | Claimant(s): Anthony Cosey
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): American General Equity Services Corp., Securities Service Network, Silver Oak Securitiesorporated
Respondent Lawyers(s): Doug Baxley, Jennifer R. Cox, Michael S. Cargnel
Arbitrator(s): Harvey R. Linder
Hearing Site: Nashville, TN
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| 22-00112 | 11/01/2022 | Claimant(s): Thomas Hine
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities Service Network
Respondent Lawyers(s): Jennifer R. Cox
Arbitrator(s): Catherine Stewart
Hearing Site: Hartford, CT
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| 21-01207 | 06/13/2022 | Claimant(s): David Fennema
Claimant Lawyers(s): Ariel Okonsky
Respondent(s): Securities Service Network
Respondent Lawyers(s): Records Custodian
Arbitrator(s): Tracy L. Allen
Hearing Site: Detroit, MI
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| 19-01774 | 09/25/2020 | Claimant(s): Michael Stevens, Michael Stevens IRA
Claimant Lawyers(s): Stephan Louviere
Respondent(s): LPL Financial LLC, Securities Service Network
Respondent Lawyers(s): Christopher G. Lazirini, Jon D. Kaplon
Arbitrator(s): David S. Eisenberg, Roger A. Geddes, Kenneth L. Mann
Hearing Site: Phoenix, AZ
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| 19-02077 | 02/07/2020 | Claimant(s): Michael O'Reilly
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities Service Network
Respondent Lawyers(s): Ronald T. Klimas, Compliance Director
Arbitrator(s): Michael S. Matek
Hearing Site: St. Louis, MO
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| 18-01117 | 11/14/2018 | Claimant(s): Frank Cuenca
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities Service Network, Llc
Respondent Lawyers(s): Ronald T. Klimas
Arbitrator(s): Mark R. Lee
Hearing Site: San Diego, CA
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| 18-01253 | 09/27/2018 | Claimant(s): Timothy Sullivan
Claimant Lawyers(s): Dochtor Kennedy
Respondent(s): Securities Service Network
Respondent Lawyers(s): Ronald T. Klimas
Arbitrator(s): Michael Lancaster Garcia
Hearing Site: San Francisco, CA
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