Search by Case Number, Claimant, Respondent, Council, Arbitrator, Award Date or Amount Granted:
| Case Number | Award Date | Case Summary | Customer Case? | Amount Granted |
|---|---|---|---|---|
| 18-00573 | 02/18/2021 | Claimant(s): Frank Cuenca, Timothy Sullivan Claimant Lawyers(s): Frank F. Sommers Respondent(s): National Planning Holding LLC, SII Investments. Respondent Lawyers(s): Chad Weaver Arbitrator(s): Barbara M. Anscher, Thomas Arthur Cohen, Christopher Cother Powers Hearing Site: San Francisco, CA | ||
| 18-01101 | 02/19/2019 | Claimant(s): Frank Cuenca Claimant Lawyers(s): Michael Bessette Respondent(s): FSC Securities Corporation Respondent Lawyers(s): Bradley Fishman Arbitrator(s): Robert F. Saint-Aubin Hearing Site: San Diego, CA | ||
| 18-01117 | 11/14/2018 | Claimant(s): Frank Cuenca Claimant Lawyers(s): Dochtor Kennedy Respondent(s): Securities Service Network, Llc Respondent Lawyers(s): Ronald T. Klimas Arbitrator(s): Mark R. Lee Hearing Site: San Diego, CA |