| 20-01066 | 12/22/2021 | Claimant(s): Edward Newman
Claimant Lawyers(s): Edward K. Newman
Respondent(s): Aja Hallin, Beth Kirkland, Elizabeth Roberts, Wells Fargo Clearing Services, Kevin Smith, Sanford Smith, Theresa Machi, Tomm Hudson
Respondent Lawyers(s): Geoff Beckham
Arbitrator(s): Mary Margaret Bush, David I. Levine, Christopher Cother Powers
Hearing Site: San Francisco, CA
|  | $0 |
| 20-01257 | 03/15/2021 | Claimant(s): Nagarajan Duraisamy
Claimant Lawyers(s): Nagarajan Duraisamy
Respondent(s): Ally Invest Securities LLC
Respondent Lawyers(s): Kiran V. Somashekara
Arbitrator(s): Helen Marinak Blohm, John J. Fitzpatrick, Christopher Cother Powers
Hearing Site: San Francisco, CA
| | $0 |
| 18-00573 | 02/18/2021 | Claimant(s): Frank Cuenca, Timothy Sullivan
Claimant Lawyers(s): Frank F. Sommers
Respondent(s): National Planning Holding LLC, SII Investments.
Respondent Lawyers(s): Chad Weaver
Arbitrator(s): Barbara M. Anscher, Thomas Arthur Cohen, Christopher Cother Powers
Hearing Site: San Francisco, CA
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