| 12-00159 | 05/23/2014 | Claimant(s): Jessica Clarke, IRA
Claimant Lawyers(s): Joseph Peiffer
Respondent(s): Fred Brister III, Hilary Zimmerman, Morgan Stanley, Morgan Stanley & Co., Steven Wyatt
Respondent Lawyers(s): George C. Freeman, Joseph C. Coates
Arbitrator(s): Gloria J Liddell, Fred M. Ridolphi, Kenneth W. Shelley
Hearing Site: Jackson, MS
|  | $150,600 |
| 12-01499 | 04/29/2013 | Claimant(s): Joseph Pittman, Robert Dryden, Scott McArthur
Claimant Lawyers(s): Charles M. Thompson
Respondent(s): Merrill Lynch Pierce Fenner & Smith Inc.
Respondent Lawyers(s): Kathryn J. Bushby
Arbitrator(s): Gloria J Liddell, Nigel W. Sadd, Orville Barrington Wright
Hearing Site: Birmingham, AL
| | Expungement |
| 11-00868 | 10/23/2012 | Claimant(s): Willie Grace
Claimant Lawyers(s): W. Scott Greco
Respondent(s): Brookville Capital Partners
Respondent Lawyers(s): Brett D. Zinner
Arbitrator(s): Gloria J Liddell, Douglas E. Miller, William Bruce McKinley
Hearing Site: Jackson, MS
| | $98,230 |
| 11-00086 | 07/30/2012 | Claimant(s): James Little, Susan B. Little Family Trust
Claimant Lawyers(s): P. Michael Yancey
Respondent(s): Richard Thayer, Ronald Lankford, William Stevens, First Legacy Securities, The Legacy Financial Group.
Respondent Lawyers(s): Adam K. Israel, Henry E. Walker, Henry Walker, Ronald W. Lankford, William Slay Stevens
Arbitrator(s): Gloria J Liddell, James Francis Donovan, J. Wesley Romine
Hearing Site: Birmingham, AL
| | $835,000 |
| 08-01068 | 09/14/2009 | Claimant(s): Joyce Wilfong
Claimant Lawyers(s): Jan D. Atlas
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Shepherd D. Tate
Arbitrator(s): Gloria J Liddell, Eugene R. Katz, Patricia Best Vital
Hearing Site: Memphis, TN
| | $108,648 |
| 07-01882 | 05/28/2008 | Claimant(s): Robert Forsyth, William Forsyth
Claimant Lawyers(s): Charles A. McCallum
Respondent(s): Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Shea O'Brien Hicks, Stephen A. Rowe
Arbitrator(s): Gloria J Liddell, Robert E. Graves, Samuel C. Johnson
Hearing Site: Birmingham, AL
| | $18,459 |
| 06-04120 | 02/27/2008 | Claimant(s): Genevieve Smith
Claimant Lawyers(s): Genevieve Smith
Respondent(s): Citigroup Global Markets.
Respondent Lawyers(s): Carole G. Miller
Arbitrator(s): A. Keith Logue, Gloria J Liddell, John F. Allgood
Hearing Site: Birmingham, AL
| | |
| 06-05223 | 12/11/2007 | Claimant(s): Ronald Warren, Shelby Warren
Claimant Lawyers(s): Thomas E. Baddley
Respondent(s): Allen Wall, Julius Kenney, Michael Cramer, A.G. Edwards & Sons., Lifesource Solutions, The Estate of Julius Franklin Kenny III
Respondent Lawyers(s): Jeffrey W. Coverdell, Neil Warner Yahn
Arbitrator(s): Gloria J Liddell, Bryan M. Reed, Clarence H. Hampton
Hearing Site: Birmingham, AL
| | $0 |
