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FINRA Awards for Regions Financial Corporation

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Displaying 4 out of 4 results
Case Number Award Date Case Summary Customer Case? Amount Granted
09-0674012/06/2010Claimant(s): John A. Robinson, Sara L. Robinson
Claimant Lawyers(s): Diandra S Debrosse Burnley
Respondent(s): Christopher Cowing, Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Stephen A. Rowe
Arbitrator(s): Will Murphy, Lynda L. Baker, Thomas W. Allen
Hearing Site: Birmingham, AL
Checkmark Icon$0
08-0050406/08/2010Claimant(s): Fred Kelley, Steven Helton, William Helton, William Miller
Claimant Lawyers(s): Andrew P. Campbell
Respondent(s): Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Alan F. Enslen
Arbitrator(s): Arthur W. Pigott, James C. Hoover, Stanley W. Foy
Hearing Site: Birmingham, AL
Checkmark Icon$45,000
08-0067412/02/2009Claimant(s): Alma F. Hollingsworth, IRA, Paul Hollingsworth, Paul and Alma F. Hollingsworth, Trustees
Claimant Lawyers(s): Howard B. Prossnitz
Respondent(s): Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Michael R. Robinson
Arbitrator(s): David W. Stanton, Belinda M. Ohlinger, Harold Dean Tolbert
Hearing Site: Cincinnati, OH
Checkmark Icon$57,882
07-0188205/28/2008Claimant(s): Robert Forsyth, William Forsyth
Claimant Lawyers(s): Charles A. McCallum
Respondent(s): Morgan Keegan & Company., Regions Financial Corporation
Respondent Lawyers(s): Shea O'Brien Hicks, Stephen A. Rowe
Arbitrator(s): Gloria J Liddell, Robert E. Graves, Samuel C. Johnson
Hearing Site: Birmingham, AL
Checkmark Icon$18,459

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