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FINRA Awards for Alton B. Lewis

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Case Number Award Date Case Summary Customer Case? Amount Granted
08-0075702/24/2009Claimant(s): Peter Bennett, Peter J. Bennett IRA
Claimant Lawyers(s): Keith L. Griffin, Steven B. Caruso
Respondent(s): Morgan Keegan & Company.
Respondent Lawyers(s): Kathryn R. Eldridge
Arbitrator(s): Dale A. Kaliszeski, Donald Milo Helton, Alton B. Lewis
Hearing Site: New Orleans, LA
Checkmark Icon$0
07-0287110/15/2008Claimant(s): Thomas Ferencak
Claimant Lawyers(s): David L. McGee
Respondent(s): Joseph Ciliberti, Scottrade.
Respondent Lawyers(s): Joel E. Davidson
Arbitrator(s): Fred M. Ridolphi, Charles A. Bosworth, Alton B. Lewis
Hearing Site: New Orleans, LA
Checkmark IconStipulated Award and Expungement

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